THB SMALLCAP FUND, LLC — Form D
THB SMALLCAP FUND, LLC of NORWALK, CT, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2010-09-10. $59.7M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2010-09-10
- Form: D
- Accession: 0001500700-10-000002
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $59.7M
- Investors: 11
- Date of first sale: 2010-08-26
- Security types: fund interests
- SEC file number: 021-147565
Issuer
- Name: THB SMALLCAP FUND, LLC
- CIK: 0001500700
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: C/O THOMSON HORSTMANN & BRYANT, INC. 501 MERRITT 7, NORWALK, CT, 06851
- Phone: 203-653-7060
Officers, directors & promoters (18)
| Name | Role | Location |
|---|
| David Brown | Executive Officer | Buffalo, NY |
| n/a Victory Capital Management Inc. | Promoter | San Antonio, TX |
| Nina Gupta | Executive Officer | San Antonio, TX |
| Michael Policarpo | Executive Officer | Brooklyn, OH |
| William Bryant | Related Person | NORWALK, CT |
| Kelly Cliff | Executive Officer | San Antonio, TX |
| Chad Michael Nelson | Executive Officer | Ridgefield, CT |
| JAMES MICHAEL KENNEDY | Executive Officer | NORWALK, CT |
| JAMES MICHAEL KENNEDY | Related Person | NORWALK, CT |
| CHRISTOPHER NICHOLAS CUESTA | Executive Officer | NORWALK, CT |
| CHRISTOPHER NICHOLAS CUESTA | Related Person | NORWALK, CT |
| WILLIAM EDWARD BRYANT | Executive Officer | NORWALK, CT |
| KEITH EDWARD DICKINSON | Executive Officer | NORWALK, CT |
| KEITH EDWARD DICKINSON | Related Person | NORWALK, CT |
| WILLIAM WHITSEL BRYANT | Executive Officer | NORWALK, CT |
| WILLIAM WHITSEL BRYANT | Related Person | NORWALK, CT |
| WILLIAM GORDON BRYANT | Executive Officer | NORWALK, CT |
| JOHN GORDON BENNETT | Executive Officer | NORWALK, CT |
Other filings by this issuer (14)
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