dbX-Convertible Arbitrage 14 Fund — Form D

dbX-Convertible Arbitrage 14 Fund of St. Helier, Y9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2010-11-22. The offering totals $100.0M. Industry: Pooled Investment Fund.

Offering

Filed: 2010-11-22
Form: D
Accession: 0001505674-10-000005
Industry: Pooled Investment Fund
Exemptions: 06, 3C, 3C.7
Total offering: $100.0M
Remaining: $100.0M
Minimum investment: $100K
Security types: fund interests
SEC file number: 021-150887

Issuer

Name: dbX-Convertible Arbitrage 14 Fund
CIK: 0001505660
Entity type: Other
Jurisdiction: JERSEY
Incorporated: 2010
Address: Deutsche International Corp Services Ltd, St. Helier, Y9, JE4 8ZB
Phone: 44 1534 889 362

Officers, directors & promoters (17)

Name	Role	Location
Alan Anne Booth	Director	Jersey, Channel Islands, X0
Ed Anne Fletcher	Director	Jersey, Channel Islands, X0
Niall Anne Gorman	Director	Jersey, Channel Islands, X0
Avril Anne Kerr	Director	Jersey, Channel Islands, X0
David Anne McGuinness	Director	Jersey, Channel Islands, X0
Tina Anne Saunders	Director	Jersey, Channel Islands, X0
n/a Lazard Asset Management LLC	Executive Officer	New York, NY
n/a Deutsche International Corporate Services Limited	Promoter	Jersey, Channel Islands, X0
n/a Deutsche International Custodial Services Limited	Promoter	Jersey, Channel Islands, X0
David McGuinness	Director	Jersey, Channel Islands, X0
Tina Saunders	Director	Jersey, Channel Islands, X0
Peter Becker	Director	Jersey, Channel Islands, X0
Jonathan Peake	Director	St. Helier, Y9
Paul Cope	Director	Jersey, Channel Islands, NY
Niall Gorman	Director	Jersey, Channel Islands, NY
Alan Booth	Director	Jersey, Channel Islands, X0
Ed Fletcher	Director	Jersey, Channel Islands, NY

Other filings by this issuer (3)

Filed	Form	Offering	Sold
2013-04-11	D/A	$150.0M	—
2012-04-11	D/A	$100.0M	—
2012-04-11	D/A	$100.0M	—

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