dbX-Risk Arbitrage 9 Fund — Form D

dbX-Risk Arbitrage 9 Fund of St. Helier, Y9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2010-12-17. The offering totals $150.0M. Industry: Pooled Investment Fund.

Offering

Filed: 2010-12-17
Form: D
Accession: 0001507106-10-000007
Industry: Pooled Investment Fund
Exemptions: 06, 3C, 3C.7
Total offering: $150.0M
Remaining: $150.0M
Minimum investment: $100K
Security types: fund interests
SEC file number: 021-152071

Issuer

Name: dbX-Risk Arbitrage 9 Fund
CIK: 0001507118
Entity type: Other
Jurisdiction: JERSEY
Incorporated: 2007
Address: Deutsche International Corp Services Ltd, St. Helier, Y9, JE4 8ZB
Phone: 44 1534 889 362

Officers, directors & promoters (15)

Name	Role	Location
Avril Kerr	Director	Jersey, Channel Islands, X0
Darren McCue	Director	St. Helier, Y9
n/a Deutsche International Corporate Services Limited	Executive Officer	Jersey, Channel Islands, X0
n/a Deutsche International Corporate Services Limited	Promoter	Jersey, Channel Islands, X0
n/a Deutsche International Custodial Services Limited	Promoter	Jersey, Channel Islands, X0
David McGuinness	Director	Jersey, Channel Islands, X0
Tina Saunders	Director	Jersey, Channel Islands, X0
Paul Shevlin	Director	St. Helier, Y9
Peter Becker	Director	Jersey, Channel Islands, X0
Jonathan Peake	Director	St. Helier, Y9
Paul Cope	Director	Jersey, Channel Islands, NY
Niall Gorman	Director	Jersey, Channel Islands, NY
Alan Booth	Director	Jersey, Channel Islands, X0
n/a Metropolitan Capital Partners II, L.P.	Executive Officer	New York, NY
Ed Fletcher	Director	Jersey, Channel Islands, NY

Other filings by this issuer (2)

Filed	Form	Offering	Sold
2013-02-15	D/A	$150.0M	—
2012-01-25	D/A	$150.0M	—

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