Guggenheim Concinnity Capital Stewardship Fund, LLC — Form D
Guggenheim Concinnity Capital Stewardship Fund, LLC of SANTA MONICA, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-10-28. $10.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2013-10-28
- Form: D
- Accession: 0001507943-13-000079
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $10.0M
- Minimum investment: $5.0M
- Investors: 1
- Date of first sale: 2013-10-11
- Security types: fund interests
- SEC file number: 021-205343
Issuer
- Name: Guggenheim Concinnity Capital Stewardship Fund, LLC
- CIK: 0001590148
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 100 WILSHIRE BLVD., SANTA MONICA, CA, 90401
- Phone: 310-576-1270
Officers, directors & promoters (5)
| Name | Role | Location |
|---|
| N/A GPIM Holdings VI, LLC | Executive Officer | Santa Monica, CA |
| n/a Guggenheim Partners Investment Management, LLC | Executive Officer | New York, NY |
| William Hagner | Executive Officer | Alexandria, VA |
| Scott Minerd | Executive Officer | Santa Monica, CA |
| Patrick Mitchell | Executive Officer | Baltimore, MD |
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