EMERGING MARKETS SMALL CAP FUND, A SERIES OF 525 MARKET STREET FUND, LLC of CHARLOTTE, NC, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2017-12-18. $10.0M was reported sold. Industry: Pooled Investment Fund.
Showing 25 of 26 people.
| Name | Role | Location |
|---|---|---|
| N/A Allspring Global Investments, LLC | Promoter | Charlotte, NC |
| Francis Jon Baranko | Director | Milwaukee, WI |
| Francis Jon Baranko | Executive Officer | Milwaukee, WI |
| Jennifer Lea Grunberg | Executive Officer | New York, NY |
| Molly Festa McMillin | Executive Officer | Charlotte, NC |
| Sallie Clements Squires | Director | San Francisco, CA |
| Sallie Clements Squires | Executive Officer | San Francisco, CA |
| Karin Lynn Brotman | Executive Officer | San Francisco, CA |
| Daniel J Mavico | Executive Officer | Charlotte, NC |
| Randy Guy Mangelsen | Director | Menomonee Falls, WI |
| Ann Marie Milletti | Director | Menomonee Falls, WI |
| Daniel James Mavico | Executive Officer | Charlotte, NC |
| Siobhan Connolly Foy | Director | Walnut Creek, CA |
| Siobhan Connolly Foy | Executive Officer | Walnut Creek, CA |
| N/A Wells Capital Management Inc | Promoter | San Francisco, CA |
| Kirk D Hartman | Director | Los Angeles, CA |
| Kirk D Hartman | Executive Officer | Los Angeles, CA |
| N/A Wells Capital Management Incorporated | Promoter | San Francisco, CA |
| Jon F Baranko | Director | Menomonee Falls, WI |
| Jon F Baranko | Executive Officer | Menomonee Falls, WI |
| Siobhan C Foy | Executive Officer | Walnut Creek, CA |
| Karen L Norton | Director | San Francisco, CA |
| Karen L Norton | Executive Officer | San Francisco, CA |
| Sallie C Squire | Director | San Francisco, CA |
| Sallie C Squire | Executive Officer | San Francisco, CA |
| Filed | Form | Offering | Sold |
|---|---|---|---|
| 2022-12-21 | D/A | — | $10.0M |
| 2021-12-22 | D/A | — | $10.0M |
| 2021-03-29 | D/A | — | $10.0M |
| 2020-03-27 | D/A | — | $10.0M |
| 2019-03-29 | D/A | — | $10.0M |
| 2018-12-17 | D/A | — | $10.0M |