Small Cap Value (Tax-Advantaged) LLC — Form D
Small Cap Value (Tax-Advantaged) LLC of SAN FRANCISCO, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-03-29. $21.2M was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2011-03-29
- Form: D
- Accession: 0001516890-11-000001
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Amount sold: $21.2M
- Investors: 9
- Date of first sale: 2011-03-01
- Security types: fund interests
- Revenue range: $5,000,001 - $25,000,000
- SEC file number: 021-157482
Issuer
- Name: Small Cap Value (Tax-Advantaged) LLC
- CIK: 0001516890
- Entity type: Limited Liability Company
- Jurisdiction: OREGON
- Address: 525 MARKET ST., 10TH FLOOR, SAN FRANCISCO, CA, 94105
- Phone: 800-736-2316
Officers, directors & promoters (15)
| Name | Role | Location |
|---|
| Daniel J Mavico | Executive Officer | Charlotte, NC |
| Kirk D Hartman | Director | Los Angeles, CA |
| Kirk D Hartman | Executive Officer | Los Angeles, CA |
| Jon F Baranko | Director | Menomonee Falls, WI |
| Jon F Baranko | Executive Officer | Menomonee Falls, WI |
| Incorporated Wells Capital Management | Promoter | San Francisco, CA |
| Siobhan C Foy | Executive Officer | Walnut Creek, CA |
| Karen L Norton | Director | San Francisco, CA |
| Karen L Norton | Executive Officer | San Francisco, CA |
| Sallie C Squire | Director | San Francisco, CA |
| Sallie C Squire | Executive Officer | San Francisco, CA |
| Amru A Khan | Executive Officer | Los Angeles, CA |
| J. David Germany | Executive Officer | Los Angeles, CA |
| Mai S Shiver | Executive Officer | San Francisco, CA |
| for Institutional Investments Wells Fargo Trust | Executive Officer | Annapolis, MD |
Other filings by this issuer (9)
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