III Fund Ltd. of Grand Cayman, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2011-10-28. $135.7M was reported sold. Industry: Pooled Investment Fund.
Showing 25 of 67 people.
| Name | Role | Location |
|---|---|---|
| Kevin M Brandt | Director | Christiansted, VA |
| David P Bree | Director | Grand Cayman, E9 |
| Basil RN Mavroleon | Director | New York, NY |
| Laura P McGrath | Director | Christiansted, St. Croix, VI |
| Canover RN Watson | Director | George Town, Grand Cayman, E9 |
| John N Cieslowski | Executive Officer | Boca Raton, FL |
| Garth G Friesen | Executive Officer | Boca Raton, FL |
| William P McCauley | Executive Officer | Boca Raton, FL |
| Warren B Mosler | Executive Officer | Boca Raton, FL |
| Robert A Printz | Executive Officer | Boca Raton, FL |
| Paul H Saunders | Executive Officer | Christiansted, VI |
| Sanjiv P Sharma | Executive Officer | Boca Raton, FL |
| Clifford G Viner | Executive Officer | Boca Raton, FL |
| Karen L Hansen | Executive Officer | Boca Raton, FL |
| n/a III Capital Management | Executive Officer | Boca Raton, FL |
| Jason L Prest | Executive Officer | Boca Raton, FL |
| Thomas L Olofsson | Executive Officer | Boca Raton, FL |
| Yelena L Anuar | Executive Officer | Boca Raton, FL |
| David Bree | Director | Grand Cayman, E9 |
| Mark L Perry | Executive Officer | Boca Raton, FL |
| Robert L Hart | Executive Officer | Boca Raton, FL |
| Deep L Kumar | Executive Officer | Boca Raton, FL |
| n/a James River Capital Corp. | Executive Officer | Manakin-Sabot, VA |
| n/a James River Capital Corp. | Promoter | Manakin-Sabot, VA |
| Brandon L Pellegrino | Executive Officer | Boca Raton, FL |
| Filed | Form | Offering | Sold |
|---|---|---|---|
| 2019-02-22 | D/A | — | $350.7M |
| 2018-02-22 | D/A | — | $347.3M |
| 2017-02-22 | D/A | — | $334.5M |
| 2016-02-22 | D/A | — | $213.9M |
| 2015-02-20 | D/A | — | $196.9M |
| 2014-02-20 | D/A | — | $169.8M |
| 2013-03-06 | D/A | — | $165.9M |
| 2012-03-06 | D/A | — | $136.4M |
| 2010-09-15 | D/A | — | $131.3M |
| 2009-08-06 | D | — | $109.6M |