GWG Holdings, Inc. — Form D
GWG Holdings, Inc. of DALLAS, TX, a company, filed a Form D exempt-offering notice with the SEC on 2011-09-12. The offering totals $25.0M, of which $2.6M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2011-09-12
- Form: D
- Accession: 0001522690-11-000001
- Industry: Pooled Investment Fund
- Exemptions: 06
- Total offering: $25.0M
- Amount sold: $2.6M
- Remaining: $22.4M
- Minimum investment: $25K
- Investors: 31
- Date of first sale: 2011-09-01
- Security types: equity
- SEC file number: 021-165662
Issuer
- Name: GWG Holdings, Inc.
- CIK: 0001522690
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2008
- Address: 325 NORTH ST. PAUL STREET, DALLAS, TX, 75201
- Phone: 612-746-1944
Officers, directors & promoters (18)
| Name | Role | Location |
|---|
| Kenneth Chaim Fink | Director | Minneapolis, MN |
| Jon R Sabes | Director | Minneapolis, MN |
| Paul A Siegert | Director | Minneapolis, MN |
| Brian F Tyrell | Director | Minneapolis, MN |
| Laurence A Zipkin | Director | Minnetonka, MN |
| Jon F Gangelhoff | Executive Officer | Minneapolis, MN |
| Jon R Sabes | Executive Officer | Minneapolis, MN |
| Paul A Siegert | Executive Officer | Minneapolis, MN |
| Thomas J Donahue | Director | Minneapolis, MN |
| Jeffrey L McGregor | Director | Minneapolis, MN |
| Shawn R Gensch | Director | Minneapolis, MN |
| John R Sabes | Director | Minneapolis, MN |
| John R Sabes | Executive Officer | Minneapolis, MN |
| William B Acheson | Executive Officer | Minneapolis, MN |
| Steven F Sabes | Director | Minneapolis, MN |
| Steven F Sabes | Executive Officer | Minneapolis, MN |
| David H Abramson | Director | Minneapolis, MN |
| Mark E Schwarzmann | Director | Minneapolis, MN |
Other filings by this issuer (1)
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