Advisory Research Small Cap Growth Fund, LLC — Form D/A

Advisory Research Small Cap Growth Fund, LLC of CHICAGO, X1, a pooled investment fund, filed a Form D amendment with the SEC on 2013-05-22. $25.4M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (5)

NameRoleLocation
Matthew SwaimDirectorChicago, IL
Bruce ZessarDirectorChicago, IL
Gina BaegDirectorChicago, IL
Ellen FreemanDirectorChicago, IL
Andrew CuppsExecutive OfficerChicago, IL

Other filings by this issuer (8)

FiledFormOfferingSold
2022-11-04D/A$564K
2021-11-05D/A$506K
2020-11-06D$100K
2016-02-17D/A$3.0M
2015-02-17D/A$19.5M
2014-03-11D/A$21.2M
2013-06-11D/A$25.4M
2012-02-24D$14.0M

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