| Robert A DiMella | Executive Officer | El Segundo, CA |
| John M Loffredo | Executive Officer | Princeton, NJ |
| N/A MacKay Municipal Short Term Opportunities Fund GP LLC | Promoter | New York, NY |
| N/A MacKay Shields LLC | Promoter | New York, NY |
| John Michael Loffredo | Executive Officer | Princeton, NJ |
| Robert Alan DiMella | Executive Officer | Princeton, NJ |
| N/A Alan MacKay Shields LLC | Promoter | New York, NY |
| N/A MacKay Municipal Short Term Opportunities Fund, GP LLC | Executive Officer | New York, NY |
| N/A NA MacKay Shields LLC | Promoter | New York, NY |
| N/A NA MacKay Municipal Short Term Opportunities Fund, GP LLC | Executive Officer | New York, NY |
| Lucille NA Protas | Executive Officer | New York, NY |
| MacKay Municipal Short Term Opportunities Fund, GP LLC N/A | Executive Officer | New York, NY |
| MacKay Shields LLC Alan N/A | Promoter | New York, NY |
| N/A MacKay Municipal Short Term Opportunities Fund GP LLC, as General Partner | Executive Officer | New York, NY |