AUSAF IV, LLC — Form D
AUSAF IV, LLC of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-11-08. The offering totals $2.6M, of which $2.6M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2011-11-08
- Form: D
- Accession: 0001532076-11-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Total offering: $2.6M
- Amount sold: $2.6M
- Minimum investment: $15K
- Investors: 36
- Date of first sale: 2010-10-01
- Security types: fund interests
- SEC file number: 021-168363
Issuer
- Name: AUSAF IV, LLC
- CIK: 0001532076
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: 546 5TH AVENUE, NEW YORK, NY, 10036
- Phone: 646-998-6400
Officers, directors & promoters (3)
| Name | Role | Location |
|---|
| Thomas Guba | Executive Officer | New York, NY |
| John Tartaglia | Executive Officer | SAN FRANCISCO, CA |
| Richard Winter | Executive Officer | SAN FRANCISCO, CA |
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