CAIS BALESTRA GLOBAL LTD. — Form D

CAIS BALESTRA GLOBAL LTD. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-01-24. $6.7M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (11)

NameRoleLocation
Samuel H EllisDirectorGrand Cayman, E9
Yun H ZhengDirectorGrand Cayman, E9
Matthew C BrownExecutive OfficerNew York, NY
n/a Capital Integration Systems LLCPromoterNew York, NY
Sam H EllisDirectorGrand Cayman, E9
Tammy H JennissenDirectorGrand Cayman, E9
Rafay H FarooquiExecutive OfficerNew York, NY
Sam H. EllisDirectorGrand Cayman, E9
Tammy H. JennissenDirectorGrand Cayman, E9
Rafay H. FarooquiExecutive OfficerNew York, NY
Matthew C. BrownExecutive OfficerNew York, NY

Other filings by this issuer (3)

FiledFormOfferingSold
2014-10-02D/A$14.6M
2013-07-31D/A$13.4M
2012-07-31D/A$6.7M

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