dbX-Convertible Arbitrage 13 Fund — Form D

dbX-Convertible Arbitrage 13 Fund of St. Helier, Y9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-01-30. The offering totals $150.0M, of which $5.9M was reported sold. Industry: Pooled Investment Fund.

Offering

Filed: 2012-01-30
Form: D
Accession: 0001540706-12-000001
Industry: Pooled Investment Fund
Exemptions: 06, 3C, 3C.7
Total offering: $150.0M
Amount sold: $5.9M
Remaining: $144.1M
Minimum investment: $250K
Investors: 1
Date of first sale: 2012-01-03
Security types: fund interests
SEC file number: 021-172598

Issuer

Name: dbX-Convertible Arbitrage 13 Fund
CIK: 0001540706
Entity type: Other
Jurisdiction: JERSEY
Incorporated: 2008
Address: Deutsche International Corp Services Ltd, St. Helier, Y9, JE4 8ZB
Phone: 44 1534 889 362

Officers, directors & promoters (12)

Name	Role	Location
Ed Fletcher	Director	Jersey, Channel Islands, NY
David McGuinness	Director	Jersey, Channel Islands, X0
Darren McCue	Director	St. Helier, Y9
n/a Deutsche International Corporate Services Limited	Promoter	Jersey, Channel Islands, X0
n/a Deutsche International Custodial Services Limited	Promoter	Jersey, Channel Islands, X0
Tina Saunders	Director	Jersey, Channel Islands, X0
Peter Becker	Director	Jersey, Channel Islands, X0
Jonathan Peake	Director	St. Helier, Y9
Paul Cope	Director	Jersey, Channel Islands, NY
Niall Gorman	Director	Jersey, Channel Islands, NY
Alan Booth	Director	Jersey, Channel Islands, X0
n/a Waterstone Capital Management, L.P.	Executive Officer	Plymouth, MN

Other filings by this issuer (1)

Filed	Form	Offering	Sold
2013-02-15	D/A	$150.0M	$8.4M

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