Northwest China Opportunities Fund Ltd — Form D

Northwest China Opportunities Fund Ltd of HONG KONG, K3, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-02-16. $119.8M was reported sold. Industry: Pooled Investment Fund.

Offering

Filed: 2012-02-16
Form: D
Accession: 0001542040-12-000001
Industry: Pooled Investment Fund
Exemptions: 06, 3C, 3C.7
Amount sold: $119.8M
Minimum investment: $100K
Investors: 50
Date of first sale: 2003-10-31
Security types: fund interests
SEC file number: 021-173550

Issuer

Name: Northwest China Opportunities Fund Ltd
CIK: 0001542040
Entity type: Corporation
Jurisdiction: CAYMAN ISLANDS
Address: 11F KINWICK CENTRE, HONG KONG, K3, NONE
Phone: 85236575600

Officers, directors & promoters (5)

Name	Role	Location
Ronan John Daly	Director	Dublin, L2
None None Northwest Investment Management (Hong Kong) Ltd	Executive Officer	Hong Kong, K3
None None Northwest Investment Management (Hong Kong) Ltd	Promoter	Hong Kong, K3
Martin John Lang	Director	Grand Cayman, E9
Carol Ann Michael-Green	Director	Pembroke, D0

Other filings by this issuer (14)

Filed	Form	Offering	Sold
2025-12-03	D/A	—	$132.7M
2024-12-11	D/A	—	$132.7M
2023-12-19	D/A	—	$23.8M
2023-01-10	D/A	—	$23.8M
2022-01-12	D/A	—	$23.8M
2021-01-15	D/A	—	$23.8M
2020-01-16	D/A	—	$23.8M
2019-01-17	D/A	—	$23.8M
2018-01-18	D/A	—	$21.8M
2017-01-25	D/A	—	$13.3M
2016-01-22	D/A	—	$13.0M
2015-01-28	D/A	—	$12.7M
2014-02-06	D/A	—	$40.7M
2013-02-08	D/A	—	$176.5M

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