First Principles Structured Income Fund, LLC — Form D
First Principles Structured Income Fund, LLC of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-05-07. $11.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2012-05-07
- Form: D
- Accession: 0001548357-12-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $11.0M
- Minimum investment: $500K
- Investors: 7
- Date of first sale: 2012-02-03
- Security types: fund interests
- SEC file number: 021-177786
Issuer
- Name: First Principles Structured Income Fund, LLC
- CIK: 0001548357
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2011
- Address: c/o First Principles Capital Management, NEW YORK, NY, 10005
- Phone: 212-380-2280
Officers, directors & promoters (15)
| Name | Role | Location |
|---|
| Prasad Kadiyala | Executive Officer | New York, NY |
| Michael Baek | Executive Officer | New York, NY |
| Mark F Lieberman | Executive Officer | New York, NY |
| Stephen R Miller | Executive Officer | New York, NY |
| Robert R Lewis | Executive Officer | New York, NY |
| Mark G Alexandridis | Executive Officer | New York, NY |
| Jeanine F Stampfl | Executive Officer | New York, NY |
| David R Ho | Executive Officer | New York, NY |
| Richard F Dolan | Executive Officer | New York, NY |
| N/A First Principles Capital Management LLC | Promoter | New York, NY |
| n/a First Principles Partners, LLC | Promoter | New York, NY |
| Prasad R Kadiyala | Executive Officer | New York, NY |
| Douglas A Dachille | Executive Officer | New York, NY |
| Hong G Chen | Executive Officer | New York, NY |
| James H Van Epps | Executive Officer | New York, NY |
Other filings by this issuer (6)
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