Tradewinds Capital, L.P. — Form D
Tradewinds Capital, L.P. of SAUSALITO, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-07-03. $5.1M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2013-07-03
- Form: D
- Accession: 0001548550-13-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $5.1M
- Minimum investment: $250K
- Investors: 27
- Date of first sale: 2013-05-31
- Security types: equity, fund interests
- SEC file number: 021-199082
Issuer
- Name: Tradewinds Capital, L.P.
- CIK: 0001548550
- Entity type: Limited Partnership
- Jurisdiction: CALIFORNIA
- Address: THREE HARBOR DRIVE, SUITE 213, SAUSALITO, CA, 94965
- Phone: 415.289.0500
Officers, directors & promoters (5)
| Name | Role | Location |
|---|
| SCOTT P PETERS | Executive Officer | CHICAGO, IL |
| ROBERT W SCANNELL | Executive Officer | SAUSALITO, CA |
| n/a Tradewinds Investment Partners, LLC | Promoter | Sausalito, CA |
| ROBERT W SCANNELL | Promoter | SAUSALITO, CA |
| n/a Tradewinds Investment Partners, LLC | Executive Officer | Sausalito, CA |
Other filings by this issuer (1)
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