Prospect Advisors, L.P. — Form D

Prospect Advisors, L.P. of SAUSALITO, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-07-11. $5.9M was reported sold. Industry: Pooled Investment Fund.

Offering

Filed: 2012-07-11
Form: D
Accession: 0001553959-12-000002
Industry: Pooled Investment Fund
Exemptions: 06, 3C, 3C.1
Amount sold: $5.9M
Minimum investment: $500K
Investors: 24
Security types: fund interests

Issuer

Name: Prospect Advisors, L.P.
CIK: 0001553961
Entity type: Limited Partnership
Jurisdiction: DELAWARE
Incorporated: 2010
Address: 501 HUMBOLDT AVENUE, 2ND FLOOR, SAUSALITO, CA, 94965
Phone: 4153313590

Officers, directors & promoters (4)

Name	Role	Location
-- Prospect Capital Advisors, LLC	Executive Officer	Sausalito, CA
Daniel Mendoza	Executive Officer	Sausalito, CA
(General Partner) Prospect Capital Advisors, LLC	Director	Sausalito, CA
(General Partner) Prospect Capital Advisors, LLC	Promoter	Sausalito, CA

Other filings by this issuer (11)

Filed	Form	Offering	Sold
2025-10-31	D/A	—	$36.1M
2024-11-01	D/A	—	$36.1M
2023-11-03	D/A	—	$36.0M
2022-11-04	D/A	—	$36.0M
2021-11-05	D/A	—	$34.6M
2020-11-09	D/A	—	$34.0M
2019-11-07	D/A	—	$31.4M
2018-11-06	D/A	—	$28.2M
2017-11-06	D/A	—	$27.3M
2016-11-07	D/A	—	$20.1M
2014-09-30	D/A	—	$13.8M

More