Union Bay NEWN Holdings, LLC — Form D
Union Bay NEWN Holdings, LLC of SEATTLE, WA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-12-05. The offering totals $17.5M, of which $15.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2012-12-05
- Form: D
- Accession: 0001563734-12-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Total offering: $17.5M
- Amount sold: $15.0M
- Remaining: $2.5M
- Investors: 13
- Date of first sale: 2012-11-20
- Security types: equity, fund interests
- Revenue range: Decline to Disclose
- SEC file number: 021-187929
Issuer
- Name: Union Bay NEWN Holdings, LLC
- CIK: 0001563734
- Entity type: Limited Liability Company
- Jurisdiction: WASHINGTON
- Incorporated: 2012
- Address: 1910 FAIRVIEW AVENUE EAST, SUITE 200, SEATTLE, WA, 98102-3698
- Phone: 206-728-9063
Officers, directors & promoters (6)
| Name | Role | Location |
|---|
| Brandon D Baty | Director | Seattle, WA |
| Daniel R Baty | Director | Seattle, WA |
| Stanley L Baty | Director | Seattle, WA |
| Kevin D Barber | Executive Officer | Seattle, WA |
| Jeffrey D Schrock | Executive Officer | Seattle, WA |
| Alexander Washburn | Executive Officer | Seattle, WA |
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