RCS Capital Corp — Form D
RCS Capital Corp of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2014-06-30. The offering totals $15.7M, of which $4.9M was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2014-06-30
- Form: D
- Accession: 0001568832-14-000011
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Total offering: $15.7M
- Amount sold: $4.9M
- Remaining: $10.8M
- Investors: 3
- Date of first sale: 2014-06-12
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-220101
Issuer
- Name: RCS Capital Corp
- CIK: 0001568832
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2012
- Address: 405 PARK AVENUE, NEW YORK, NY, 10022
- Phone: 866-904-2988
Officers, directors & promoters (24)
| Name | Role | Location |
|---|
| William M Kahane | Director | New York, NY |
| William M Kahane | Executive Officer | New York, NY |
| Anthony D Civale | Director | New York, NY |
| EDWARD M WEIL, JR. | Director | NEW YORK, NY |
| EDWARD M WEIL, JR. | Executive Officer | NEW YORK, NY |
| Mark H Auerbach | Director | New York, NY |
| John H Grady | Executive Officer | New York, NY |
| C. Thomas McMillen | Director | New York, NY |
| Brian L Nygaard | Executive Officer | New York, NY |
| Peter M Budko | Director | Raleigh, NC |
| Peter M Budko | Executive Officer | Raleigh, NC |
| Mark D Auerbach | Director | New York, NY |
| Edward Michael Weil, Jr. | Director | New York, NY |
| Edward Michael Weil, Jr. | Executive Officer | New York, NY |
| Thomas C McMillen | Director | New York, NY |
| Nicholas S Schorsch | Director | New York, NY |
| Nicholas S Schorsch | Executive Officer | New York, NY |
| Brian S Block | Director | New York, NY |
| Marc D Rowan | Director | Purchase, NY |
| Howell D Wood | Director | New York, NY |
| Jeffrey J Brown | Director | New York, NY |
| Brian D Nygaard | Executive Officer | New York, NY |
| Brian D Jones | Executive Officer | New York, NY |
| Mark S Auerbach | Director | New York, NY |
Other filings by this issuer (12)
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