AUSAF ABS I, LLC — Form D
AUSAF ABS I, LLC of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-03-28. The offering totals $10.0M, of which $4.3M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2013-03-28
- Form: D
- Accession: 0001573172-13-000002
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Total offering: $10.0M
- Amount sold: $4.3M
- Remaining: $5.7M
- Minimum investment: $20K
- Investors: 42
- Date of first sale: 2012-03-01
- Security types: fund interests
- SEC file number: 021-194135
Issuer
- Name: AUSAF ABS I, LLC
- CIK: 0001573172
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2012
- Address: 546 FIFTH AVENUE, NEW YORK, NY, 10036
- Phone: 6469986400
Officers, directors & promoters (5)
| Name | Role | Location |
|---|
| Thomas Guba | Executive Officer | New York, NY |
| Auriga Capital Management LLC | Executive Officer | New York, NY |
| Shannon Smith | Executive Officer | SAN FRANCISCO, CA |
| John Tartaglia | Executive Officer | SAN FRANCISCO, CA |
| Richard Winter | Executive Officer | SAN FRANCISCO, CA |
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