Baring Investment Series, LLC - Barings International Opportunities Equity Fund — Form D/A
Baring Investment Series, LLC - Barings International Opportunities Equity Fund of CHARLOTTE, NC, a pooled investment fund, filed a Form D amendment with the SEC on 2014-02-19. $3.8M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2014-02-19
- Form: D/A
- Accession: 0001576352-14-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $3.8M
- Investors: 1
- Date of first sale: 2013-05-01
- Security types: fund interests
- SEC file number: 021-196273
Issuer
- Name: Baring Investment Series, LLC - Barings International Opportunities Equity Fund
- CIK: 0001576352
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 300 SOUTH TRYON STREET SUITE 2500, CHARLOTTE, NC, 28202
- Phone: (617) 946-5200
Officers, directors & promoters (24)
| Name | Role | Location |
|---|
| Michael Brown | Director | Malvern, PA |
| Michael Brown | Executive Officer | Malvern, PA |
| N/A Barings LLC | Executive Officer | CHARLOTTE, NC |
| Luke Foster | Director | Charlotte, NC |
| Luke Foster | Executive Officer | Charlotte, NC |
| Luke Foster | Related Person | Charlotte, NC |
| Managing Member Barings LLC | Promoter | Charlotte, NC |
| Investment Manager Baring International Investment Limited | Promoter | London, X0 |
| Investment Manager Baring International Investment Limited | Related Person | London, X0 |
| n/a Baring International Investment Limited | Executive Officer | London, X0 |
| Jill Dinerman | Director | Charlotte, NC |
| Jill Dinerman | Executive Officer | Charlotte, NC |
| Michele Kunitz | Director | Springfield, MA |
| Traci A Thelen | Director | Boston, MA |
| Traci A Thelen | Executive Officer | Boston, MA |
| n/a Baring North America LLC | Executive Officer | Boston, MA |
| Susan A Moore | Director | Boston, MA |
| Susan Moore | Director | Boston, MA |
| Robert Cecere | Director | Boston, MA |
| Robert Cecere | Executive Officer | Boston, MA |
| DAVID BRENNEN | Director | BOSTON, MA |
| MANAGING MEMBER BARING NORTH AMERICA LLC | Promoter | BOSTON, MA |
| Investment Manger Baring International Investment Limited | Promoter | London, X0 |
| Managing Member Baring Asset Management LLC | Promoter | Boston, MA |
Other filings by this issuer (13)
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