Royce Institutional, LLC - International Smaller Companies Portfolio — Form D
Royce Institutional, LLC - International Smaller Companies Portfolio of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-06-26. $3.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2013-06-26
- Form: D
- Accession: 0001580202-13-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $3.0M
- Minimum investment: $1.0M
- Investors: 1
- Date of first sale: 2012-12-01
- Security types: fund interests
- SEC file number: 021-198641
Issuer
- Name: Royce Institutional, LLC - International Smaller Companies Portfolio
- CIK: 0001580202
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2012
- Address: 745 FIFTH AVENUE, NEW YORK, NY, 10151
- Phone: 212-508-4500
Officers, directors & promoters (10)
| Name | Role | Location |
|---|
| John E Diederich | Executive Officer | Malvern, PA |
| Charles M Royce | Executive Officer | Greenwich, CT |
| Daniel A O'Byrne | Executive Officer | New York, NY |
| John E Denneen | Executive Officer | New York, NY |
| Francis E Gannon | Executive Officer | New York, NY |
| Peter Hoglund | Executive Officer | New York, NY |
| Chris M Clark | Executive Officer | New York, NY |
| Jack E Fockler, Jr. | Executive Officer | New York, NY |
| Daniel S Madden | Executive Officer | New York, NY |
| W. Whitney George | Executive Officer | New York, NY |
Other filings by this issuer (3)
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