AUSAF ABS III, LLC — Form D
AUSAF ABS III, LLC of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-12-03. The offering totals $10.0M, of which $3.8M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2013-12-03
- Form: D
- Accession: 0001590609-13-000001
- Industry: Pooled Investment Fund
- Exemptions: 06c
- Total offering: $10.0M
- Amount sold: $3.8M
- Remaining: $6.3M
- Minimum investment: $25K
- Investors: 22
- Date of first sale: 2013-08-21
- Security types: fund interests
- SEC file number: 021-207308
Issuer
- Name: AUSAF ABS III, LLC
- CIK: 0001590609
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 546 FIFTH AVENUE, NEW YORK, NY, 10036
- Phone: 6469986400
Officers, directors & promoters (4)
| Name | Role | Location |
|---|
| Thomas Guba | Executive Officer | New York, NY |
| Auriga Capital Management LLC | Executive Officer | New York, NY |
| John Tartaglia | Executive Officer | SAN FRANCISCO, CA |
| Richard Winter | Executive Officer | SAN FRANCISCO, CA |
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