Roth Allegiance I, LLC — Form D
Roth Allegiance I, LLC of NEWPORT BEACH, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-12-17. The offering totals $5.0M, of which $1.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2013-12-17
- Form: D
- Accession: 0001594522-13-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $5.0M
- Amount sold: $1.0M
- Remaining: $4.0M
- Minimum investment: $1
- Investors: 15
- Date of first sale: 2013-12-06
- Security types: equity, fund interests
- Revenue range: Decline to Disclose
- SEC file number: 021-208156
Issuer
- Name: Roth Allegiance I, LLC
- CIK: 0001594522
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 888 SAN CLEMENTE DRIVE, NEWPORT BEACH, CA, 92660
- Phone: 800-678-9147
Officers, directors & promoters (2)
| Name | Role | Location |
|---|
| N/A Roth Capital Partners, LLC | Director | Newport Beach, CA |
| N/A Roth Capital Partners, LLC | Executive Officer | Newport Beach, CA |
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