CARLI, LP — Form D

CARLI, LP of HOUSTON, TX, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-03-10. $850K was reported sold. Industry: Pooled Investment Fund.

Offering

Filed: 2014-03-10
Form: D
Accession: 0001601594-14-000001
Industry: Pooled Investment Fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Amount sold: $850K
Minimum investment: $100K
Investors: 1
Date of first sale: 2014-03-03
Security types: equity, fund interests
Revenue range: Decline to Disclose
SEC file number: 021-213225

Issuer

Name: CARLI, LP
CIK: 0001601594
Entity type: Limited Partnership
Jurisdiction: DELAWARE
Incorporated: 2013
Address: 3200 SOUTHWEST FREEWAY, HOUSTON, TX, 77027
Phone: 713-375-1300

Officers, directors & promoters (8)

Name	Role	Location
James T Hickey	Director	Houston, TX
Jay T Jackson	Director	Houston, TX
General Partner CARLI Management, LLC	Executive Officer	Houston, TX
James T Hickey	Executive Officer	Houston, TX
General Partner CARLI Management, LLC	Promoter	Houston, TX
James T Hickey	Promoter	Houston, TX
Jay T Jackson	Promoter	Houston, TX
Sole Owner of GP RiverRock Trust, LLC	Promoter	Houston, TX

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