Roth Smule I, LLC — Form D
Roth Smule I, LLC of NEWPORT BEACH, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-04-10. The offering totals $4.0M, of which $4.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2014-04-10
- Form: D
- Accession: 0001604740-14-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $4.0M
- Amount sold: $4.0M
- Minimum investment: $1
- Investors: 72
- Date of first sale: 2014-04-01
- Security types: equity, fund interests
- Revenue range: Decline to Disclose
- SEC file number: 021-215324
Issuer
- Name: Roth Smule I, LLC
- CIK: 0001604740
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2014
- Address: 888 SAN CLEMENTE DRIVE, NEWPORT BEACH, CA, 92660
- Phone: 800-678-9147
Officers, directors & promoters (2)
| Name | Role | Location |
|---|
| N/A Roth Capital Partners, LLC | Director | Newport Beach, CA |
| N/A Roth Capital Partners, LLC | Executive Officer | Newport Beach, CA |
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