New Cap Financial, LLC — Form D
New Cap Financial, LLC of QUINCY, MA, a company, filed a Form D exempt-offering notice with the SEC on 2014-05-05. The offering totals $3.0M, of which $1.2M was reported sold. Industry: Investing.
Offering
- Filed: 2014-05-05
- Form: D
- Accession: 0001607193-14-000002
- Industry: Investing
- Exemptions: 06b, 3C, 3C.1
- Total offering: $3.0M
- Amount sold: $1.2M
- Remaining: $1.8M
- Minimum investment: $50K
- Investors: 3
- Date of first sale: 2014-04-22
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-216799
Issuer
- Name: New Cap Financial, LLC
- CIK: 0001607193
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2014
- Address: C/O FERNWOOD INVESTMENT MANAGEMENT, LLC, QUINCY, MA, 02169
- Phone: 802-436-4300
Officers, directors & promoters (5)
| Name | Role | Location |
|---|
| Thatcher Fields | Director | Quincy, MA |
| Thomas Reilly | Director | Quincy, MA |
| Thatcher Fields | Promoter | Quincy, MA |
| Thomas Reilly | Promoter | Quincy, MA |
| Lawrence Rosenfeld | Promoter | Quincy, MA |
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