Funding Circle Notes Program, LLC — Form D

Funding Circle Notes Program, LLC of SAN FRANCISCO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2018-10-16. $266.4M was reported sold. Industry: Other Banking and Financial Services.

Offering

Filed: 2018-10-16
Form: D
Accession: 0001622809-18-000001
Industry: Other Banking and Financial Services
Exemptions: 06c
Amount sold: $266.4M
Minimum investment: $500
Investors: 303
Date of first sale: 2014-10-15
Security types: debt
Revenue range: $1 - $1,000,000
SEC file number: 021-323610

Issuer

Name: Funding Circle Notes Program, LLC
CIK: 0001622809
Entity type: Limited Liability Company
Jurisdiction: DELAWARE
Incorporated: 2014
Address: 85 2ND STREET, SAN FRANCISCO, CA, 94105
Phone: 415-813-5245

Officers, directors & promoters (20)

Name	Role	Location
CONOR BROOK FRENCH	Director	SAN FRANCISCO, CA
CONOR BROOK FRENCH	Executive Officer	SAN FRANCISCO, CA
Kathryn Widdoes	Director	Wilmington, DE
Jennifer Schwartz	Director	Wilmington, DE
Richard Stephenson	Director	SAN FRANCISCO, CA
Richard Stephenson	Executive Officer	SAN FRANCISCO, CA
Bernardo Martinez	Director	SAN FRANCISCO, CA
Bernardo Martinez	Executive Officer	SAN FRANCISCO, CA
Mary Ann Fake	Director	DENVER, CO
Mary Ann Fake	Executive Officer	DENVER, CO
Jennifer Ann Schwartz	Director	Wilmington, DE
Kathryn Ann Widdoes	Director	Wilmington, DE
N/A Funding Circle USA, Inc.	Promoter	San Francisco, CA
SAMIR HAZEN DESAI	Director	LONDON, X0
SAMUEL HAZEN HODGES	Director	SAN FRANCISCO, CA
SAMUEL HAZEN HODGES	Executive Officer	SAN FRANCISCO, CA
NICHOLAS BROOK COLBURN	Executive Officer	SAN FRANCISCO, CA
John Jensen Arens	Executive Officer	San Francisco, CA
Andrew Christopher Arthur Mullinger	Director	London, X0
Not Applicable Funding Circle USA, Inc.	Promoter	San Francisco, CA

Other filings by this issuer (6)

Filed	Form	Offering	Sold
2019-12-11	D/A	—	$272.9M
2018-11-14	D/A	—	$266.4M
2017-10-18	D/A	—	$194.7M
2016-10-20	D/A	—	$118.2M
2015-10-19	D/A	—	$48.4M
2014-10-21	D	$500.0M	$100K

Funding Circle Notes Program, LLC — Form D

Offering

Issuer

Officers, directors & promoters (20)

Other filings by this issuer (6)

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