Shape Memory Medical Inc. — Form D

Shape Memory Medical Inc. of SAN JOSE, CA, a company, filed a Form D exempt-offering notice with the SEC on 2015-01-15. The offering totals $4.8M, of which $616K was reported sold. Industry: Other Health Care.

Offering

Issuer

Officers, directors & promoters (31)

Showing 25 of 31 people.

NameRoleLocation
Jonathan Y HartmanDirectorCollege Station, TX
Carla Y Kikken-JussenDirectorCollege Station, TX
James Y LancasterDirectorCollege Station, TX
Duncan Y MaitlandDirectorCollege Station, TX
James Y LancasterExecutive OfficerCollege Station, TX
Duncan Y MaitlandExecutive OfficerCollege Station, TX
Carolyn M BrugueraExecutive OfficerSan Jose, CA
Edward F Ruppel, JrDirectorSan Jose, CA
Edward F Ruppel, JrExecutive OfficerSan Jose, CA
Thomas F ThalerDirectorSan Jose, CA
Duncan F MaitlandDirectorSan Jose, CA
Michael F HensonDirectorSan Jose, CA
Michael F HensonExecutive OfficerSan Jose, CA
Thom F RascheDirectorSan Jose, CA
Edward F RuppelDirectorSanta Clara, CA
Edward F RuppelExecutive OfficerSanta Clara, CA
Thomas ThalerDirectorSan Jose, CA
Thomas ThalerRelated PersonSan Jose, CA
Edward RuppelDirectorSanta Clara, CA
Edward RuppelExecutive OfficerSanta Clara, CA
Duncan MaitlandDirectorSan Jose, CA
Duncan MaitlandRelated PersonSan Jose, CA
Michael HensonDirectorSan Jose, CA
Michael HensonRelated PersonSan Jose, CA
Jim F GamettDirectorSanta Clara, CA

Other filings by this issuer (11)

FiledFormOfferingSold
2026-07-31D/A$10.0M$6.9M
2026-07-16D$10.0M$6.7M
2026-05-18D/A$17.0M$17.0M
2025-10-07D/A$15.0M$4.4M
2025-04-30D$10.0M$4.4M
2024-02-20D$37.8M$30.5M
2023-04-28D$6.3M$4.8M
2022-07-25D/A$19.5M$11.5M
2020-05-18D$11.5M$5.8M
2017-08-01D$14.0M$7.0M
2016-04-27D$4.0M$3.0M

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