Spring Lake Unconstrained Municipal Opportunities Fund, LLC — Form D
Spring Lake Unconstrained Municipal Opportunities Fund, LLC of TAMPA, FL, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2015-03-27. $5.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2015-03-27
- Form: D
- Accession: 0001637173-15-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $5.0M
- Minimum investment: $100K
- Investors: 8
- Date of first sale: 2015-03-02
- Security types: equity, fund interests
- SEC file number: 021-236835
Issuer
- Name: Spring Lake Unconstrained Municipal Opportunities Fund, LLC
- CIK: 0001637173
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2015
- Address: 3214 WEST PARKLAND BLVD., TAMPA, FL, 33609
- Phone: 813-336-6889
Officers, directors & promoters (5)
| Name | Role | Location |
|---|
| THOMAS B CALDWELL | Director | TAMPA, FL |
| THOMAS B CALDWELL | Executive Officer | TAMPA, FL |
| N/A SPRING LAKE ASSET MANAGEMENT, INC. | Director | TAMPA, FL |
| CHRISTOPHER W CROSBY | Director | TAMPA, FL |
| CHRISTOPHER W CROSBY | Executive Officer | TAMPA, FL |
Other filings by this issuer (9)
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