USB Focus Fund XXVIII, LLC — Form D

USB Focus Fund XXVIII, LLC of LINCOLN, MA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2015-09-14. The offering totals $3.0M, of which $3.0M was reported sold. Industry: Pooled Investment Fund.

Offering

Filed: 2015-09-14
Form: D
Accession: 0001642619-15-000007
Industry: Pooled Investment Fund
Exemptions: 06b, 3C, 3C.1
Total offering: $3.0M
Amount sold: $3.0M
Minimum investment: $17K
Investors: 60
Date of first sale: 2015-09-09
Security types: fund interests
SEC file number: 021-247525

Issuer

Name: USB Focus Fund XXVIII, LLC
CIK: 0001580022
Entity type: Limited Liability Company
Jurisdiction: DELAWARE
Incorporated: 2013
Address: 55 OLD BEDFORD RD., LINCOLN, MA, 01773
Phone: 781-259-0249

Officers, directors & promoters (7)

Name	Role	Location
Kathryn Collings Laing	Executive Officer	Lincoln, MA
Leon Collings Okurowski	Executive Officer	Lincoln, MA
n/a Collings Pear Tree Partners, L.P.	Executive Officer	Lincoln, MA
Willard Umphrey	Executive Officer	Lincoln, MA
n/a Dowling Pear Tree Partners, L.P.	Executive Officer	Lincoln, MA
Jennifer Dowling Dougherty	Executive Officer	Lincoln, MA
Leon Dowling Okurowski	Executive Officer	Lincoln, MA

Other filings by this issuer (5)

Filed	Form	Offering	Sold
2013-10-07	D/A	$4.5M	$4.5M
2013-08-30	D/A	$4.8M	$4.0M
2013-07-22	D/A	$4.8M	$2.2M
2013-07-08	D/A	$4.8M	$1.7M
2013-06-27	D	$4.8M	$500K

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