O'Connor Global Merger Arbitrage LLC — Form D
O'Connor Global Merger Arbitrage LLC of New York, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2015-05-26. $550K was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2015-05-26
- Form: D
- Accession: 0001643061-15-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $550K
- Minimum investment: $50K
- Investors: 3
- Date of first sale: 2015-05-01
- Security types: fund interests
- SEC file number: 021-240519
Issuer
- Name: O'Connor Global Merger Arbitrage LLC
- CIK: 0001643062
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2014
- Address: 110 East 59th Street Fidelity Financial Centre, West Bay Road, New York, NY, 10022
- Phone: 212-915-1722
Officers, directors & promoters (16)
| Name | Role | Location |
|---|
| Cassandra Powell | Director | Grand Cayman, E9 |
| Cassandra Powell | Related Person | Grand Cayman, E9 |
| Leanne Golding | Director | Grand Cayman, E9 |
| Leanne Golding | Related Person | Grand Cayman, E9 |
| n/a UBS Asset Management (Americas) LLC | Executive Officer | New York, NY |
| Jennifer Thomson | Director | Grand Cayman, E9 |
| Darren Stainrod | Director | Grand Cayman, E9 |
| Darren Stainrod | Related Person | Grand Cayman, E9 |
| William EJ Walmsley | Director | Grand Cayman, E9 |
| n/a UBS O'Connor, a distinct business unit of UBS Asset Management (Americas) LLCLLC | Executive Officer | New York, NY |
| n/a UBS O'Connor LLC | Executive Officer | Chicago, IL |
| n/a UBS O'Connor LLC | Promoter | Chicago, IL |
| Cassandra EJ Powell | Director | Chicago, IL |
| Connor EJ Burke | Executive Officer | Chicago, IL |
| George EJ Halaby | Director | Chicago, IL |
| Joseph C Workman | Executive Officer | Chicago, IL |
Other filings by this issuer (13)
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