AIM Upstream LLC — Form D
AIM Upstream LLC of FOSTER CITY, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2016-10-19. The offering totals $28.9M, of which $28.9M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2016-10-19
- Form: D
- Accession: 0001671864-16-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Total offering: $28.9M
- Amount sold: $28.9M
- Investors: 138
- Date of first sale: 2012-04-30
- Security types: fund interests
- Revenue range: Decline to Disclose
- SEC file number: 021-272881
Issuer
- Name: AIM Upstream LLC
- CIK: 0001671864
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2012
- Address: 950 TOWER LANE, SUITE 800, FOSTER CITY, CA, 94404
- Phone: (650) 854-6000
Officers, directors & promoters (4)
| Name | Role | Location |
|---|
| N/A AIM Universal Holdings, LLC | Director | Foster City, CA |
| Judy P Bornstein | Director | Foster City, CA |
| Matthew P Carbone | Director | San Francisco, CA |
| Robert B Hellman, Jr. | Director | Foster City, CA |
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