Advisor Group Holdings, Inc. — Form D/A
Advisor Group Holdings, Inc. of NEW YORK, NY, a company, filed a Form D amendment with the SEC on 2017-01-11. $9.2M was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2017-01-11
- Form: D/A
- Accession: 0001677044-17-000002
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Amount sold: $9.2M
- Minimum investment: $50K
- Investors: 132
- Date of first sale: 2016-10-21
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-272104
Issuer
- Name: Advisor Group Holdings, Inc.
- CIK: 0001677044
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2016
- Address: ONE WORLD FINANCIAL CENTER, NEW YORK, NY, 10281
- Phone: (212) 551-5133
Officers, directors & promoters (23)
| Name | Role | Location |
|---|
| Valerie Gay Brown | Director | Phoenix, AZ |
| Patrick Gay Daignault | Director | Montreal, A8 |
| James Gay MacNaughton | Director | New York, NY |
| Donald B Marron | Director | New York, NY |
| James Dale Price | Director | Phonix, AZ |
| Richard J Sterne | Director | New York, NY |
| Stuart J Szabo | Director | Montreal, A8 |
| Mark F Vassallo | Director | New York, NY |
| Jeffrey Michael Auld | Executive Officer | Phoenix, AZ |
| James William Clabby III | Executive Officer | Atlanta, GA |
| Andrea Michelle Dircks-Larsen | Executive Officer | Phoenix, AZ |
| Richard David Fergesen | Executive Officer | Oakdale, MN |
| Dmitry David Goldin | Executive Officer | New York, NY |
| Cynthia Ann Hamel | Executive Officer | Phoenix, AZ |
| Jerome John Murphy | Executive Officer | Atlanta, 2Q |
| Allison Lee Pratt | Executive Officer | New York, NY |
| James Dale Price | Executive Officer | Phonix, AZ |
| Matthew Adam Schlueter | Executive Officer | Atlanta, GA |
| Mary Kathryn Simonson | Executive Officer | Phoenix, AZ |
| Noah David Sorkin | Executive Officer | New York, NY |
| Susan Suskind Theder | Executive Officer | Phoenix, AZ |
| Valerie Gay Brown | Executive Officer | Phoenix, AZ |
| Erica Maja McGinnis | Executive Officer | Phoenix, AZ |
Other filings by this issuer (1)
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