AUIM Credit Opportunities Fund, LLC — Form D

AUIM Credit Opportunities Fund, LLC of Cedar Rapids, IA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2017-11-06. $15.3M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (7)

NameRoleLocation
Russell BurtExecutive OfficerGrand Cayman, E9
Colin McKayExecutive OfficerGeorge Town, Grand Cayman, E9
n/a Aegon USA Investment Management, LLCPromoterCEDAR RAPIDS, IA
Joshua SchnurmanExecutive OfficerCHICAGO, IL
James N RichExecutive OfficerCedar Rapids, IA
Rishi N GoelExecutive OfficerCedar Rapids, IA
James K Schaeffer, Jr.Executive OfficerCedar Rapids, IA

Other filings by this issuer (2)

FiledFormOfferingSold
2019-11-06D/A$16.6M
2018-11-06D/A$16.1M

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