NIS Short Duration High Yield Fund, LLC — Form D/A
NIS Short Duration High Yield Fund, LLC of MILWAUKEE, WI, a pooled investment fund, filed a Form D amendment with the SEC on 2019-11-13. $50.6M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2019-11-13
- Form: D/A
- Accession: 0001687414-19-000005
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $50.6M
- Investors: 3
- Date of first sale: 2013-11-15
- Security types: equity, fund interests
- SEC file number: 021-207359
Issuer
- Name: NIS Short Duration High Yield Fund, LLC
- CIK: 0001573178
- Entity type: Limited Liability Company
- Jurisdiction: WISCONSIN
- Incorporated: 2013
- Address: 777 E WISCONSIN AVENUE, MILWAUKEE, WI, 53202
- Phone: (414) 765-1980
Officers, directors & promoters (17)
| Name | Role | Location |
|---|
| Bartlett J McCartin | Director | Milwaukee, WI |
| Norman E Sidler | Director | Milwaukee, WI |
| Kent J White | Director | Milwaukee, WI |
| Bartlett J McCartin | Executive Officer | Milwaukee, WI |
| n/a na National Investment Services, Inc. | Executive Officer | Milwaukee, WI |
| Norman E Sidler | Executive Officer | Milwaukee, WI |
| Kent J White | Executive Officer | Milwaukee, WI |
| n/a na National Investment Services, Inc. | Promoter | Milwaukee, WI |
| Scott O Van Lith | Director | Milwaukee, WI |
| Scott O Van Lith | Executive Officer | Milwaukee, WI |
| N/A NA National Investment Services of America, LLC | Executive Officer | Milwaukee, WI |
| N/A NA National Investment Services of America, LLC | Promoter | Milwaukee, WI |
| Robert NA Brooks | Director | Oak Brook, IL |
| Robert NA Brooks | Executive Officer | Oak Brook, IL |
| Bartlett Joseph McCartin III | Director | Oak Brook, IL |
| Bartlett Joseph McCartin III | Executive Officer | Oak Brook, IL |
| Larry H Haslee | Executive Officer | Milwaukee, WI |
Other filings by this issuer (12)
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