Spring Lake Unconstrained Municipal Opportunities Fund II, LLC — Form D/A

Spring Lake Unconstrained Municipal Opportunities Fund II, LLC of TAMPA, FL, a pooled investment fund, filed a Form D amendment with the SEC on 2026-02-13. $72.8M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (18)

NameRoleLocation
Kaitlin W. BriscoeDirectorTAMPA, FL
Michael D. BrodskyDirectorTAMPA, FL
THOMAS B. CALDWELLDirectorTAMPA, FL
CHRISTOPHER W. CROSBYDirectorTAMPA, FL
Kaitlin W. BriscoeExecutive OfficerTAMPA, FL
Michael D. BrodskyExecutive OfficerTAMPA, FL
THOMAS B. CALDWELLExecutive OfficerTAMPA, FL
CHRISTOPHER W. CROSBYExecutive OfficerTAMPA, FL
Kaitlin BriscoeRelated PersonTAMPA, FL
Michael D. BrodskyRelated PersonTAMPA, FL
THOMAS B. CALDWELLRelated PersonTAMPA, FL
CHRISTOPHER W. CROSBYRelated PersonTAMPA, FL
N/A SPRING LAKE ASSET MANAGEMENT, INC.Related PersonTAMPA, FL
THOMAS B CALDWELLDirectorTAMPA, FL
THOMAS B CALDWELLExecutive OfficerTAMPA, FL
N/A SPRING LAKE ASSET MANAGEMENT, INC.DirectorTAMPA, FL
CHRISTOPHER W CROSBYDirectorTAMPA, FL
CHRISTOPHER W CROSBYExecutive OfficerTAMPA, FL

Other filings by this issuer (8)

FiledFormOfferingSold
2025-02-14D/A$68.9M
2024-02-16D/A$64.6M
2023-02-17D/A$63.0M
2022-02-18D/A$62.4M
2021-02-18D/A$54.2M
2020-02-20D/A$36.5M
2018-09-25D/A$24.4M
2017-05-09D$7.1M

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