III Equity Index Alternative SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC — Form D

III Equity Index Alternative SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC of Grand Cayman, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2017-11-13. $71.6M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (16)

NameRoleLocation
n/a III Capital ManagementPromoterBoca Raton, FL
Garth P FriesenExecutive OfficerBoca Raton, FL
Andrew P GallowayDirectorGrand Cayman, E9
Thomas D OlofssonExecutive OfficerBoca Raton, FL
Scott D WylerExecutive OfficerBoca Raton, FL
Warren B MoslerExecutive OfficerBoca Raton, FL
Francis D FeeneyExecutive OfficerBoca Raton, FL
Michael L RegerExecutive OfficerBoca Raton, FL
Robert D HartExecutive OfficerBoca Raton, FL
William P McCauleyExecutive OfficerBoca Raton, FL
Lester N CoyleExecutive OfficerBoca Raton, FL
Clifford G VinerExecutive OfficerBoca Raton, FL
Robert A PrintzExecutive OfficerBoca Raton, FL
Laura P McGrathDirectorChristiansted, St. Croix, VI
David P BreeDirectorGrand Cayman, E9
Deep D KumarExecutive OfficerBoca Raton, FL

Other filings by this issuer (1)

FiledFormOfferingSold
2017-11-29D/A$71.6M

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