Mackenzie Emerging Markets Small Cap Fund (Cayman) Ltd. — Form D/A

Mackenzie Emerging Markets Small Cap Fund (Cayman) Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2023-06-02. $38.5M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (17)

NameRoleLocation
n/a Mackenzie Investments CorporationExecutive OfficerBoston, MA
Todd HazlewoodRelated PersonGeorge Town, Grand Cayman, E9
n/a Mackenzie Investments CorporationPromoterBoston, MA
Nicholas Michael ThamExecutive OfficerBoston, MA
James Michael KeyesDirectorHAMILTON, D0
James Michael KeyesRelated PersonHAMILTON, D0
Arup Michael DattaExecutive OfficerBoston, MA
Nicholas ThamRelated PersonBoston, MA
Todd Michael HazlewoodDirectorGeorge Town, Grand Cayman, E9
Ian LawrenceDirectorWinnipeg, A2
Ian LawrenceExecutive OfficerWinnipeg, A2
Ian LawrenceRelated PersonWinnipeg, A2
Allan WarrenDirectorToronto, A6
Allan WarrenExecutive OfficerToronto, A6
Richard Michael GordonDirectorGrand Cayman, E9
Sarah Michael DemerlingDirectorHamilton, D0
Arup DattaRelated PersonBoston, MA

Other filings by this issuer (10)

FiledFormOfferingSold
2026-05-29D/A$38.5M
2025-05-30D/A$38.5M
2024-05-31D/A$38.5M
2022-06-02D/A$38.5M
2021-08-16D/A$38.5M
2020-08-14D/A$30.8M
2019-08-14D/A$24.0M
2019-08-14D/A$24.0M
2018-08-14D/A$9.0M
2018-05-14D$9.0M

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