Empire, a Series of Cathode Holdings, LLC — Form D
Empire, a Series of Cathode Holdings, LLC of New York, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2020-04-07. The offering totals $550K, of which $550K was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2020-04-07
- Form: D
- Accession: 0001801024-20-000010
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C.1
- Total offering: $550K
- Amount sold: $550K
- Minimum investment: $10K
- Investors: 3
- Date of first sale: 2020-04-02
- Security types: fund interests
- SEC file number: 021-364415
Issuer
- Name: Empire, a Series of Cathode Holdings, LLC
- CIK: 0001808045
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2020
- Address: 570 Broome Street Apt 13A, New York, NY, 10013
- Phone: (574) 252-9333
Officers, directors & promoters (3)
| Name | Role | Location |
|---|
| Richard Thoms | Executive Officer | Salt Lake City, UT |
| LLC Assure Fund Management II | Executive Officer | Salt Lake City, UT |
| Craig Shesky | Director | Vancouver, A1 |
Other filings by this issuer (1)
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