DPL Financial Partners, LLC — Form D
DPL Financial Partners, LLC of LOUISVILLE, KY, a company, filed a Form D exempt-offering notice with the SEC on 2022-09-06. The offering totals $20.0M, of which $20.0M was reported sold. Industry: Insurance.
Offering
- Filed: 2022-09-06
- Form: D
- Accession: 0001827723-22-000001
- Industry: Insurance
- Exemptions: 06b
- Total offering: $20.0M
- Amount sold: $20.0M
- Investors: 2
- Date of first sale: 2022-08-22
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-458050
Issuer
- Name: DPL Financial Partners, LLC
- CIK: 0001827723
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 1906 STANLEY GAULT PARKWAY, LOUISVILLE, KY, 40223
- Phone: 502-322-4922
Officers, directors & promoters (15)
| Name | Role | Location |
|---|
| Kunal P Arora | Director | Louisville, KY |
| David P Lau | Director | Louisville, KY |
| Chip P Roame | Director | Louisville, KY |
| Colin P Savage | Director | Louisville, KY |
| David P Smilow | Director | Lousiville, KY |
| David P Lau | Executive Officer | Louisville, KY |
| David Smilow | Director | New York, NY |
| KUNAL ARORA | Director | FULTON, MD |
| John Barkeley | Executive Officer | Louisville, KY |
| David Lau | Director | 8 Eu Tong Sen Street, U0 |
| David Lau | Executive Officer | 8 Eu Tong Sen Street, U0 |
| Brian Saunders | Director | Louisville, KY |
| Galen Shaffer | Director | Louisville, KY |
| Chip Roame | Director | Louisville, KY |
| Scott P Leachman | Director | Louisville, KY |
Other filings by this issuer (3)
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