EAST ROCK EAI FUND, LLC -- SERIES A — Form D

EAST ROCK EAI FUND, LLC -- SERIES A of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2020-10-15. The offering totals $25.0M, of which $9.5M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (4)

NameRoleLocation
ADAM SHAPIROExecutive OfficerNEW YORK, NY
ADAM SHAPIROPromoterNEW YORK, NY
GRAHAM DUNCANExecutive OfficerNew York, NY
GRAHAM DUNCANPromoterNew York, NY

Other filings by this issuer (1)

FiledFormOfferingSold
2021-01-04D/A$25.0M$9.5M

More