| Brendan Lake | Executive Officer | West Conshohocken, PA |
| N/A NA PPB GCFT Mgt., LLC | Executive Officer | West Conshohocken, PA |
| N/A NA Focus Partners Wealth, LLC | Promoter | St. Louis, MO |
| Brendan Lake | Related Person | West Conshohocken, PA |
| N/A NA The Colony Group, LLC | Executive Officer | Atlanta, GA |
| N/A NA Gratus Capital, LLC | Executive Officer | ATLANTA, GA |
| Patrick NA Nolan | Executive Officer | Atlanta, GA |
| N/A N/A Focus Partners Wealth, LLC | Promoter | St. Louis, MO |
| N/A N/A Focus Partners Wealth, LLC | Related Person | St. Louis, MO |
| N/A N/A PPB GCFT Mgt., LLC | Executive Officer | West Conshohocken, PA |
| N/A N/A PPB GCFT Mgt., LLC | Related Person | West Conshohocken, PA |