Battle Financial, Inc. — Form D

Battle Financial, Inc. of Edwards, CO, a company, filed a Form D exempt-offering notice with the SEC on 2022-09-07. The offering totals $11.0M, of which $6.8M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (14)

NameRoleLocation
John Richards BerglandDirectorEdwards, CO
Arthur Richards Rule IVDirectorEdwards, CO
Arthur Richards Rule IVPromoterEdwards, CO
Sean Richards McManusDirectorEdwards, CO
Sepideh Richards RowlandDirectorEdwards, CO
Francis Trotter IIIDirectorEdwards, CO
Francis Trotter IIIExecutive OfficerEdwards, CO
Francis Trotter IIIPromoterEdwards, CO
Melissa Richards LarkinExecutive OfficerEdwards, CO
Vincent Richards AmatoExecutive OfficerEdwards, CO
Jeremy Richards JamesonExecutive OfficerSt. Louis, MO
Francis O Trotter IIIDirectorVail, CO
Francis O Trotter IIIExecutive OfficerVail, CO
Francis O Trotter IIIPromoterVail, CO

Other filings by this issuer (9)

FiledFormOfferingSold
2025-10-10D/A$40.0M$36.5M
2025-08-14D/A$27.0M$16.7M
2025-06-02D/A$16.8M$12.0M
2025-02-05D/A$14.8M$8.7M
2024-12-31D/A$14.8M$6.9M
2024-05-08D$14.8M$1.5M
2022-11-14D$11.0M$2.0M
2022-11-14D/A$38.5M$11.0M
2022-02-03D$15.0M$12.7M

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