AG ABC Structured Note, L.P. — Form D/A

AG ABC Structured Note, L.P. of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2023-03-13. $430.0M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (21)

NameRoleLocation
Joann HarrisExecutive OfficerFort Worth, TX
Joann HarrisRelated PersonFort Worth, TX
MARTIN DAVIDSONExecutive OfficerFort Worth, TX
MARTIN DAVIDSONRelated PersonFort Worth, TX
Adam SchwartzExecutive OfficerNew York, NY
Adam SchwartzRelated PersonNew York, NY
Frank StadelmaierExecutive OfficerNew York, NY
Frank StadelmaierRelated PersonNew York, NY
Christopher MooreExecutive OfficerNew York, NY
Christopher MooreRelated PersonNew York, NY
Steven WillmannExecutive OfficerFort Worth, TX
Steven WillmannRelated PersonFort Worth, TX
Brian SigmanExecutive OfficerNew York, NY
Brian SigmanRelated PersonNew York, NY
Jean-Baptiste GarciaExecutive OfficerNew York, NY
Jean-Baptiste GarciaRelated PersonNew York, NY
Josh BaumgartenExecutive OfficerNew York, NY
N/A AG Asset Based Credit GP, LLCDirectorNew York, NY
N/A AG Asset Based Credit GP, LLCExecutive OfficerNew York, NY
N/A AG Asset Based Credit GP, LLCPromoterNew York, NY
N/A AG Asset Based Credit GP, LLCRelated PersonNew York, NY

Other filings by this issuer (4)

FiledFormOfferingSold
2026-03-09D/A—$78.7M
2025-03-07D/A—$78.7M
2024-03-11D/A—$78.7M
2022-03-10D—$195.6M

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