Octagon CLO Investment Grade Income Fund, Ltd. — Form D

Octagon CLO Investment Grade Income Fund, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2023-11-29. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (13)

NameRoleLocation
Michael B NechamkinExecutive OfficerNew York, NY
Gretchen M LamExecutive OfficerNew York, NY
N/A Octagon Credit Investors, LLCPromoterNew York, NY
Amy S AdarDirectorNew York, NY
Amy S AdarExecutive OfficerNew York, NY
Kimberly B MelenDirectorGrand Cayman, E9
William B ShawDirectorGrand Cayman, E9
Kimberly MelenDirectorGrand Cayman, E9
William ShawDirectorGrand Cayman, E9
Amy S. AdarDirectorNew York, NY
Amy S. AdarExecutive OfficerNew York, NY
Andrew D. GordonExecutive OfficerNew York, NY
Michael B. NechamkinExecutive OfficerNew York, NY

Other filings by this issuer (3)

FiledFormOfferingSold
2025-11-21D/A$382.6M
2024-11-22D/A$86.3M
2023-12-05D/A$51.3M

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