Swan Defined Risk Foreign Developed Fund — new fund registration

NORTHERN LIGHTS FUND TRUST III registered 2 new fund series on Form 485APOS, filed 2015-08-14. Featured series: Swan Defined Risk Foreign Developed Fund.

Registration

Registrant / trust: NORTHERN LIGHTS FUND TRUST III
CIK: 0001537140
Form: 485APOS
Filed: 2015-08-14
State of incorporation: DE
Accession: 0001580642-15-003473
Reported net assets: $16.6M

Series & classes (6)

Series	Class	Ticker	New
Swan Defined Risk Foreign Developed Fund	Swan Defined Risk Foreign Developed Fund Class A Shares	—	Yes
Swan Defined Risk Foreign Developed Fund	Swan Defined Risk Foreign Developed Fund Class C Shares	—	Yes
Swan Defined Risk Foreign Developed Fund	Swan Defined Risk Foreign Developed Fund Class I Shares	—	Yes
Swan Defined Risk U.S. Small Cap Fund	Swan Defined Risk U.S. Small Cap Fund Class A Shares	—	Yes
Swan Defined Risk U.S. Small Cap Fund	Swan Defined Risk U.S. Small Cap Fund Class C Shares	—	Yes
Swan Defined Risk U.S. Small Cap Fund	Swan Defined Risk U.S. Small Cap Fund Class I Shares	—	Yes

Fees (from the effective prospectus)

12b-1 fee: 0.25%
Gross expense ratio: 2.28%
Management fee: 1.00%
Net expense ratio: 1.96%
Other expenses: 0.72%

Investment objective

The Fund seeks long term capital appreciation.

Advisers

Other filings by this registrant (15)

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