PGIM Rock ETF Trust registered 4 new fund series on Form 485APOS, filed 2026-04-01. Featured series: PGIM S&P 500 Quarterly Buffer 5 ETF.
| Series | Class | Ticker | New |
|---|---|---|---|
| PGIM S&P 500 Quarterly Buffer 5 ETF | PGIM S&P 500 Quarterly Buffer 5 ETF | PQV | Yes |
| PGIM S&P 500 Quarterly Buffer 10 ETF | PGIM S&P 500 Quarterly Buffer 10 ETF | PQX | Yes |
| PGIM S&P 500 Quarterly Buffer 15 ETF | PGIM S&P 500 Quarterly Buffer 15 ETF | PQXV | Yes |
| PGIM S&P 500 Quarterly Buffer 20 ETF | PGIM S&P 500 Quarterly Buffer 20 ETF | PQXX | Yes |
The Fund seeks to provide investors with returns that match the price return of the State Street SPDR S&P 500 ETF Trust up to a predetermined upside cap while providing a downside buffer against the first 5% (before fees and expenses) of the State Street SPDR S&P 500 ETF Trusts losses over an approximate three-month Target Outcome Period. In seeking to achieve this investment objective, the Funds upside cap over the period July 1, 2026 through September 30, 2026 is anticipated to be between 4.2% and 6.2% (before fees and expenses) and anticipated to be between 4.074% and 6.074% (after taking i…