Nina Gupta of San Antonio, TX appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Nina Gupta appears on 4 filing roles across Form ADV (2), Form D (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-30 | Form ADV | WESTEND ADVISORS, LLC | SECRETARY | CHARLOTTE, NC |
| 2025-12-04 | Form ADV | VICTORY CAPITAL MANAGEMENT INC. | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | SAN ANTONIO, TX |
| 2024-10-02 | Form D | THB SMALLCAP FUND, LLC | Executive Officer | NORWALK, CT |
| 2023-08-15 | Form D | Victory Hashdex Nasdaq Crypto Index Fund LLC | Executive Officer | SAN ANTONIO, TX |