Smith Lamont Charles of DENVER, CO appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Smith Lamont Charles appears on 23 filing roles across Form ADV (22), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD | DIRECTOR, MANAGING DIRECTOR, GLOBAL HEAD OF FUNDS & ALTERNATIVE SOLUTIONS | LONDON (ENGLAND) |
| — | Form ADV | EQUITIX INVESTMENT MANAGEMENT LIMITED | CHIEF FINANCIAL OFFICER | LONDON |
| — | Form ADV | PRENTISS SMITH & COMPANY, INC. | DIRECTOR/TREASURER/OWNER | BRATTLEBORO, VT |
| — | Form ADV | DELTA ASSET MANAGEMENT, LLC | SHAREHOLDER | MEMPHIS, TN |
| — | Form ADV | OSAIC INSTITUTIONS, INC. | DIRECTOR | MERIDEN, CT |
| — | Form ADV | CHAS. P. SMITH & ASSOCIATES, PA, CPA'S | PRESIDENT/TREASURER/DIRECTOR | LAKELAND, FL |
| — | Form ADV | FUNDX INVESTMENT GROUP, LLC | MANAGING PARTNER | SAN FRANCISCO, CA |
| — | Form ADV | WEALTH MANAGEMENT LLC | TREASURER | APPLETON, WI |
| — | Form ADV | RICH INVESTMENTS INC | EXECUTIVE VICE-PRESIDENT | YORK, PA |
| — | Form ADV | SPERO-SMITH INVESTMENT ADVISERS, INC. | PRESIDENT/CHIEF INVESTMENT OFFICER | CLEVELAND, OH |
| — | Form ADV | DOWNTOWN ASSOCIATES, L.L.C. | DIRECTOR OF INVESTMENTS/DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER | KENNETT SQUARE, PA |
| — | Form ADV | WELLESLEY INVESTMENT PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | WELLESLEY, MA |
| — | Form ADV | CENTENNIAL PARTNERS, LLC | MEMBER BOARD OF MANAGERS/INDIRECT OWNER | MEMPHIS, TN |
| — | Form ADV | GEM GLOBAL EQUITIES MANAGEMENT S.A. | HEAD OF TRADING | NASSAU |
| — | Form ADV | MERITAGE CAPITAL, LLC | MEMBER | AUSTIN, TX |
| — | Form ADV | MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | INDEXEDGE INVESTMENT CONSULTING, L.L.C. | PRESIDENT | NEW ORLEANS, LA |
| — | Form ADV | FUNDSMITH PARTNERS U.S. LLC | PARTNER | NEW CANAAN, CT |
| — | Form ADV | FUNDSMITH, LLP | PARTNER AND CHIEF EXECUTIVE OFFICER | LONDON |
| — | Form ADV | CDR CAPITAL LTD | SHAREHOLDER | LONDON, LONDON |
| — | Form ADV | FUNDSMITH INVESTMENT SERVICES LIMITED | DIRECTOR - CHIEF EXECUTIVE OFFICER | BEAUX SONGES |
| — | Form ADV | EQUITIX INVESTMENTS NORTH AMERICA L.P. | DEPUTY CHIEF EXECUTIVE OFFICER | MIAMI, FL |
| 2024-08-13 | Form D | ICON1 SPORTZ MANAGEMENT, INC. | Director | DENVER, CO |